Al Qaeda and
its affiliates are operating much like a global tribe waging segmental warfare. This paper describes the dynamics of classic
tribes: what drives them, how they organize, how they fight. Al Qaeda fits the tribal paradigm quite well. Thus, continuing
to view Al Qaeda mainly as a cutting–edge, post–modern phenomenon of the information age misses a crucial point:
Al Qaeda and affiliates are using the information age to reiterate ancient patterns of tribalism on a global scale. The war
they are waging is more about virulent tribalism than religion. The tribal paradigm should be added to the network and other
prevailing paradigms to help figure out the best policies and strategies for countering these violent actors.
Contents
According to
the latest thinking, Al Qaeda is now more important as an ideology than an organization, a network than a hierarchy, and a
movement than a group. It is increasingly amorphous, though initially it seemed tightly formed. Osama bin Laden’s core
group may even be too weakened to matter very much.
This spells
a considerable evolution for Al Qaeda, as well as for expert thinking about it. Initially — before and after the September
11 attacks — analysts wondered whether this mysterious organization was structured like a corporation, venture–capital
firm, franchise operation, foundation, social or organizational network — or all of the above. Today, now that Al Qaeda
has more affiliates, the network and franchise concepts remain in play, but the emphasis is on Al Qaeda’s evolution
into a decentralized, amorphous ideological movement for global jihad.
Since so little
about Al Qaeda’s organization is fixed, counterterrorism analysts and strategists have to be ready to adapt their views
to shifting realities and prospects. For example, a major new strike on American soil directed by Bin Laden might jar analysts
back to a belief that Al Qaeda’s core remains (or has recovered as) a strong, central unit with an effective capacity
for command–and–control. Also, while Al Qaeda may look amorphous (i.e., shapeless), the deeper reality
may be that it is polymorphous, deliberately shifting its shape and style to suit changing circumstances, including the addition
of new, semi–autonomous affiliates to the broader network. And that raises a further reason for analysts to remain flexible:
Clear as it may be that Al Qaeda and its affiliates are organized as a network, evidence is still lacking about many design
details.
It is not enough
to say something is a network. According to one model, a network may start out as a set of scattered, barely connected clusters,
then grow interconnections to form a single hub–and–spoke design, then become more complex and disperse into a
multi–hub "small world" network, finally to grow so extensive, inclusive and sprawling as to become a complex core/periphery
network. For a while, the pressures put on the Al Qaeda network evidently decreased it from a hub–and–spoke back
to a scattered–cluster design. But now it is growing again, apparently into a multi–hub design. Which design is
it? Do the pieces consist of chain, hub (i.e., star), or all–channel subnets? And where are the bridges and holes
that may connect to outside actors? The answers matter, for each design has different strengths, weaknesses, and implications.
Some designs may be vulnerable to leadership targeting, others not. As research proceeds on how best to disrupt, destabilize,
and dismantle networks, analysts are finding that in some cases it may be best to focus on key nodes and in other cases on
key links, in some cases on middling rather than central nodes or links, and in other cases on peripheral nodes or links.
But this is tentative. And much less is known about how to analyze the capacity of networks to recover and reassemble after
a disruption, possibly by morphing into a different design.
Continuing
to view Al Qaeda mainly as a cutting–edge, post–modern phenomenon of the information age misses a crucial point:
Al Qaeda is using the information age to revitalize and project ancient patterns of tribalism on a global scale.
In short, analysts
and strategists have adopted a basic set of organizational views to work with. But they still face a lack of knowledge about
Al Qaeda and its affiliates, particularly as to how they may combine and shift among network, franchise, hierarchical, and
possibly other design elements. Thus, it is advisable not to get fixed on any one view, but instead to work with "multiple
models" whose content and probability may continue to vary. It is also advisable to keep looking for additional views that
are not yet fully articulated.
Here is a viewpoint
worth adding to the mix: Al Qaeda and its far–flung affiliates are organized and behaving much like a classic tribe,
one that wages segmental warfare. This view overlaps with the network view, but has its own implications. It shows that Al
Qaeda’s vaunted, violent fundamentalism is more a tribal than a religious phenomenon. It also shows that continuing
to view Al Qaeda mainly as a cutting–edge, post–modern phenomenon of the information age misses a crucial point:
Al Qaeda is using the information age to revitalize and project ancient patterns of tribalism on a global scale.
The main purpose
of this essay is to urge thinking more deeply about the tribal paradigm and its applicability to Al Qaeda. The tribal paradigm
may have useful implications for U.S. policy and strategy — especially for conducting
the ideological "war of ideas" — but these are given only a little preliminary attention at the end.
Basic dynamics
of classic tribes
As people banded
together to constitute primitive societies thousands of years ago, the first major form of organization to emerge was the
tribe. Its key organizing principle was kinship, as expressed through nuclear and extended family ties, lineage segments (notably,
clans) that spanned various families and villages, and claims of descent from a common, often mythologized, even god–like
ancestor. The tribe’s key purpose (or function) was to infuse a distinct sense of social identity and belonging, thereby
strengthening a people’s ability to bond and survive as individuals and as a collective.
A classic tribe
may be tied to a specific territory and the exploitation of resources found there. It may spell an evolution from the hunter–gatherer
life of nomadic bands to a more settled, agrarian, village lifestyle. It may span various villages and hamlets, and its size
may grow to several thousand people. It may harden its identity as a tribe, as a result of conflicts with outsiders. And it
may lack the formal institutional hierarchies that characterize chiefdoms and states — the two types of societies that
come next in evolutionary theory. Yet even if these or other observations made by scholars are added to the definition of
the tribe, kinship remains its essence.
As tribes grow,
clans usually coalesce inside them — clans being clusters of families and individuals who claim a particular lineage
and, because of this, act conjointly in a corporate manner. Typically, a clan has its own legends, rituals and ceremonies,
its own lands, households and other properties, a "Big Man" or an elder to represent (but not rule) it, and perhaps a particular
function, such as progeny who often serve as priests or warriors. Mutual defense and aid are keenly important in clan systems;
indeed, an insult or threat to any one member is received as an insult or threat to all — as is also the case for a
tribe as a whole vis–à–vis other tribes and outsiders.
While lineage
and marriage ties can keep small tribes together, they alone do not suffice to keep large tribes and clans integrated. This
eventually requires the rise of a variant on the kinship principle: fraternal associations and corporate orders based more
on a sense of brotherhood than blood — what anthropologists call "fictive kinship." Such associations may combine individuals
from various families and villages for a specific, corporate purpose. Examples include secret brotherhoods as well as age–grade,
warrior, healing, ceremonial, and religious associations. While some may derive directly from lineage (e.g., a clan),
others do not — yet all emulate kin–like relations. The larger and more complex a tribe becomes, the more important
such brotherhoods become. (In modern times, these are often called clubs, gangs, and secret societies.)
Kinship considerations
permeate everything — all thought and action — in a tribe and its constituent segments. One’s identity is
less about one’s self than one’s lineage — lineage determines most of one’s identity as an individual
and submerges it in the tribal whole. This applies also to one of the most important activities in a tribe: arranged marriage
— it too is about the linking of families, not individuals. From our distant remove, varied economic, political, and
cultural activities may appear to occur in a tribe; but seen in their own light, tribes lack such differentiation —
everything one does in a tribe is done as a kinsman of one kind or another. In tribal milieus, strategy and tactics revolve
around what might be called kinpolitik, far more than realpolitik.
Without going
into details about just how complicated kinship charts and calculations can get, individual identities and possibilities in
tribal/clan societies are both fixed and fluid at the same time. Lineage positions mean they are fixed, because of to whom
an individual is born, and when. Moreover, as a rule, tribe trumps clan, trumps family, trumps individuals — binding
all into a nested social (but not political) hierarchy. Yet, kin and their associates operate off lateral as much as vertical
ties; for example, a person can choose which relative (say, which distant cousin) to ally with on which issues and under what
circumstances. This can make for very flexible social possibilities that resemble not only circles within circles, but also
circles across circles. This offers extensive room for maneuver, which can be used for promoting rivalries as well as alliances.
As individuals,
families, clans, and tribes as a whole assert their place and maneuver for position, maximizing honor — not power or
profit — is normally their paramount motivation. This emphasis is often thought to flow from the fact that tribes arose
in subsistence times, way too early for power or profit to matter. But there must be more to the explanation, for the pattern
persists in modern sorts of tribes and clans. Wherever people, even powerful rich people, turn tribal and clannish, honor
— as well as its concomitants: respect, pride, and dignity — come into serious play in social interactions. Thus,
warlords and warriors fighting in Afghanistan, Iraq, and other tribal zones are renowned for the value they place on upholding
codes of honor and avoiding shameful humiliation. Everybody wants to gain honor for themselves and their lineage, clan, and
tribe; no one can afford to lose face, for that would reflect badly not only on them as individuals but also on all their
kin. (If the word were in a dictionary, it might be said that tribes and clans are deeply "honoritarian.")
Tribes behave
more like balance–of–honor than balance–of–power systems.
Let us turn
next to organizational principles. Reflecting the primacy of kinship bonds, tribes are resolutely egalitarian, segmental,
and acephalous — to use terms favored by anthropologists. These three principles are interlocking.
First, in being
egalitarian, a tribe’s members are deemed roughly equal to each other. The aim is not so much absolute equality as respect
for individual autonomy — and especially the autonomy of individual households. In this spirit, members emphasize communal
sharing, as in sharing food, giving gifts, and doing favors. This obliges recipients to reciprocate — for honorable
reciprocity, not exchange, is the underlying ethic. Elitism is avoided, and domination efforts are not tolerated for long.
Upstarts, such as alpha–type bullies and despotic self–aggrandizers, are eventually restrained, as are overly
selfish free–riders and odd–ball deviants. Indeed, classic tribes are so egalitarian that no fixed rank or status
system exists in them. There are tendencies for elders to receive more respect than the young, men more than the women, and
a "Big Man" more than others. Also, family heads may lord it over others inside their own households; and some lineages and
clans may compete for status. But overall, the egalitarian ethos limits hierarchical and competitive tendencies. Whoever shows
leadership has to be modest, generous, self–effacing, and treat others as peers. There is constant group–wide
vigilance to keep anyone from gaining sway for long. If necessary, coalitions form to assure leveling. In tribal systems rent
by feuds and rivalries, egalitarianism becomes more an ideal than a reality — but it is still the desired ethos. In
short, tribes behave more like balance–of–honor than balance–of–power systems.
Second, the
classic tribe is segmental, in that every part resembles every other — there is no specialization. Tribes have no distinct
central nervous system, and all households and villages are essentially alike: resolutely self–sufficient and autonomous.
Because tribes are so segmental and undifferentiated, their constituent parts — e.g., families, lineages, clans
— tend to oscillate between fusion and fission. Fusion occurs, for example, when clan intermarriages foster unity across
villages and other segments; when segments, even ones that were feuding, ally against an enemy; and when a tribe absorbs an
outside band or tribe. Fission occurs when shortages or feuds so beset a tribe that a segment (e.g., a few related
households, an entire clan) hives off and goes its own way, forming a new tribe that immediately replicates the design of
the old. Whether in a state of fusion or fission, each segment guards its autonomy.
Thirdly, the
classic tribe is acephalous (or headless). The earliest form of social organization was not hierarchy; egalitarian tribes
were the norm before hierarchical societies — first chiefdoms, then states — emerged. Classic tribes had no formal
leaders, not even chiefs. Informal status differences that arose (e.g., deference to elders) were kept muted. Political
hierarchies, dominant groups, class structures, and other status systems are absent at this stage. The title of chief, if
there was one, meant little; he was a man of influence, an adviser, a facilitator, a broker — but he could not give
orders that had to be obeyed. Thus, leadership, as in hunting for big game or conducting a ceremony, was transient and low–profile;
it kept shifting and depended more on the situation than the person. One day’s "Big Man" was not necessarily tomorrow’s.
Major decisions, such as whether to go to war or where to migrate, were made in tribal councils open to all, where anyone
(at least all households heads) could speak. Indeed, consultative consensus–seeking in tribal councils was the first
form democracy took.
What matters
for maintaining order and peace in such tribal milieus are not leadership, hierarchy, force, and law — it is too early
a form for that — but the customs and codes of etiquette that flow from revering kinship bonds. Kinship systems place
high value on principled, praise–worthy displays of respect, honor, trust, obligation, sharing, reciprocity, and an
acceptance of one’s place. Rituals and ceremonies — and later, religion — reinforce this. In the event of
wrong–doing, sanctions run the gamut from public blame, shame, shunning, ostracism, and a withdrawal of reciprocity,
to expulsion or execution if a group consensus exists.
Principles
of respect, dignity, pride, and honor are so important in a tribal society that humiliating insults may upset peace and order
more than anything else. An insult to one individual is normally taken as an insult to all who belong to that lineage. Then,
there are only two ways to relieve the sense of injury: one is compensation, the other revenge. And a call for compensation
or revenge may apply not just to the offending individual but to his or her entire lineage. Responsibility is collective.
And justice is less about punishment for a crime than about gaining adequate compensation or revenge to restore honor. It
is not unusual to find clans and tribes engaged in prolonged cycles of revenge and reconciliation — i.e., fission
and fusion — deriving from insults that happened long ago.
These, in summary
fashion and skipping many intricacies, are the basic dynamics of classic tribes. They took shape more than 5,000 years ago
during Neolithic times. They characterize many bands, tribes, and some chiefdoms that social and cultural anthropologists
have studied in recent eras, such as the Nuer (Africa), the Trobrianders (Melanesia), the !Kung (Africa), the Iroquois (North
America), and the Yanomama (Brazil), not
to mention examples from European history. Some examples may look ancient, primitive, or backward. But the tribal form is
not ancient history; it endures today — indeed, one manifestation or another makes media headlines almost ever day.
This is true for events in Africa, the Middle East, and South Asia. But it also applies to
fully modern societies in North America and Europe, where the tribal paradigm is constantly reiterated in small but significant
ways: as in the often clannish organization and behavior of civic clubs, fellowships, fraternities, sports clubs (e.g.,
soccer hooligans), car clubs, and ethnic urban gangs, to note a few examples. All such organizations reflect the tribal paradigm,
for they are normally more about ancient desires for identity, honor and pride, than about modern proclivities for power and
profit.
War and religion
in tribal settings
At its best,
the tribal way of life imparts a vibrant sense of solidarity. It fills a people’s life with pride, dignity, honor, and
respect. It motivates families to protect, welcome, encourage, shelter, and care for each other (and for guest outsiders),
and to give gifts and hold ceremonies that affirm their connections to each other and to the ancestors, lands, and god(s)
that define the tribe’s identity. This kinship creates a stable realm of trust and loyalty in which one knows (and must
uphold) one’s rights, duties, and obligations. Many people around the world still prefer this ancient way of life over
the ways of modern, impersonal hierarchical and market systems. Even advanced societies that lack explicit tribes and clans
still have tribe–like sensibilities at their core; it shows up in nationalism, cultural festivities, civic interest
groups, and sports and fan clubs.
But tribalism
can make for a mean–spirited exclusivity and partiality too. Tribes and clans can be terribly sensitive about boundaries
and barriers — about who is in the tribe and who outside, about differences between "us" and "them." One’s tribe
(assuming it is not riven with feuds and rivalries) may seem a realm of virtue, where reciprocal altruism rules kin relations.
But virtuous behavior toward kin does not have to extend, in tribal logic, to outsiders — they can be treated differently,
especially if they are "different."
Sometimes this
spells war. When a tribe does go to war, it tries to do so as a whole, but it fights as segments. Internal feuds, rivalries,
and other differences are set aside in order to unite against the outside enemy. Strategic agreement on the broad outlines
of war may be reached in consultative councils. But each segment guards its own autonomy; not even in battle do they organize
under a central command. If a war is based on alliances among groups within a tribe or between tribes, then that may be another
reason to guard autonomy. For in tribal milieus, one day’s ally may turn into another day’s betrayer, and a group
that takes shape one day may not be able to form anew later.
Classic tribal
warfare emphasizes raids, ambushes and skirmishes — attacks followed by withdrawals, without holding ground. Pitched
battles are not the norm, for tribes lack the organizational and logistical capacities for campaigns and sieges. Sometimes
the aims are limited, but tribal warfare often turns into total warfare, aimed at massacring an entire people, mercilessly.
Killing women and children, taking women captive, torturing and mutilating downed males, scalping and beheading are common
practices. So is treachery, as in mounting surprise attacks at dawn, or inviting people to a feast then slaughtering them
on the spot. Tribal fighters do not hold prisoners. Enemies who are not massacred are put to flight, and their lands and homes
seized. Bargaining in good faith to end a conflict becomes nigh impossible, for the attackers have denied legitimacy to those
whom they are attacking. In ancient times, this brutal way of war did not ease until the rise of chiefdoms and states, when
leaders began preferring to subjugate rather than annihilate people. In today’s world, examples are still easy to find
— the Hutu massacres of Tutsis in Rwanda
come readily to mind, as do episodes in the Balkans.
Tribes that
go to war normally do so in the name of their god(s). Indeed, many (though not all) religions, from ancient totemism onwards,
have their deepest roots in tribal societies. The major monotheistic religions — Judaism, Christianity, and Islam —
each arose from a tense tribal time in the Middle East. And each, in its oldest texts, contains
passages that, true to traditional tribal ethics, advocate reciprocal altruism toward kin, yet allow for terrible retribution
against outside tribes deemed guilty of insult or injury. Today, centuries later, tribal and religious concepts remain fused
in much of the world, notably Africa, the Middle East, and South Asia.
The more a
religion commends the kinship of all peoples, the more it may lead to ecumenical caring across boundaries (as Islam often
does). But the more a religion’s adherents delineate sharply between "us" and "them," demonize the latter, view their
every kin (man, woman, child, combatant or non–combatant) as innately guilty, revel in codes of revenge for touted wrongs,
and seek territorial or spiritual conquests, all the while claiming to act on behalf of a deity, then the more their religious
orientation is utterly tribal, prone to violence of the darkest kind. This is as evident in the medieval Christian Crusades
as in today’s Islamic jihads, to mention only two examples.
All religious hatred
— whether Christian, Jewish, Islamic, Buddhist, or Hindu — is sure to speak the language of tribe and clan. And
that language is sure to be loaded with sensitivities about respect, honor, pride, and dignity, along with allocutions to
the sacred, purifying nature of violence. This is a normal ethic of tribes and clans, no matter the religion. Indeed, as Amin
Maalouf [1] says about today’s world:
"[I]f
the men of all countries, of all conditions and faiths can so easily be transformed into butchers, if fanatics of all kinds
manage so easily to pass themselves off as defenders of identity, it’s because the ‘tribal’ concept of identity
still prevalent all over the world facilitates such a distortion."
Savagery may
worsen when tribal elements are led by a sectarian chieftain who is also a grandiose, ruthless warlord, like Osama bin Laden,
Abu Musab al–Zarqawi, the Taliban’s Mullah Mohammed Omar, or Chechnya’s
Shamil Basayev. If the outsiders they target (including Americans) react with a tribalism (or extreme nationalism) of their
own, then fights over whose religion should win become inseparable from whose tribe should win. While the modern idea of separating
state and church is difficult enough, any notion of separating tribe and religion is inconceivable for many a people, especially
in wartime.
Al Qaeda, Osama
bin Laden, and global jihad
Osama bin Laden
and Al Qaeda match the tribal paradigm quite well. There is ample evidence that Bin Laden thinks and operates in tribal/clan
terms, as seen in his selection of wives, his aptitude for forming secretive brotherhoods, and his rhetoric about Islam, the
Arab world, and jihad. The regions where Al Qaeda has been based are notoriously tribal: Afghanistan under the Taliban, and now allegedly along the Afghan–Pakistan
border. Also, Al Qaeda’s main targets include Saudi Arabia, a tribal
kingdom, and Iraq, where much of the population has reverted to tribal
and clan ways since the collapse of Iraq’s
state.
Al Qaeda’s
design looks backward more than it looks forward; it reiterates as much as it innovates — and that’s because of
its enduring tribalness.
This is not
the dominant way to view Al Qaeda and its affiliates. Analysts have preferred to keep looking for central decisionmaking nodes
and specialized structures — even committees — for matters like targeting, recruitment, financing, logistics,
and communications, as though they might reveal a corporate pyramid. Or they have treated the creation of affiliates as though
they were franchises that took the initiative to become affiliates or were concocted at Al Qaeda’s behest. Or analysts
have emphasized the sprawling network designs that Al Qaeda and its affiliates increasingly exhibit. Or they have applied
social movement theory. All these analytical approaches make sense and should continue. But they end up making Al Qaeda look
like a work of dauntless, modern, forward–looking genius, when it isn’t. Its design looks backward more than it
looks forward; it reiterates as much as it innovates — and that’s because of its enduring tribalness.
The tribal
paradigm — and a case that Al Qaeda is like a global tribe waging segmental warfare — shows up across five analytic
dimensions: narrative content, social appeal, leadership style, organizational design, doctrine and strategy, and the use
of information technology. Below is a look at each.
Narrative content
Many themes
in Bin Laden’s and other jihadist statements fit the tribal paradigm. The world is divided between good–hearted
believers — the worldwide umma (kindred community) of Muslim brothers and sisters — and evil non–believers
(infidels, apostates, heretics). Arab lands and peoples have suffered far too much injury, insult, and humiliation —
their honor has been trampled, their families disrespected — by arrogant, self–aggrandizing intruders (America, Israel).
Muslims have a sacred duty to defend themselves: to fight back, wreak vengeance, seek retribution, and oust the foreign invaders.
They must be made to pay; no mercy should be shown — no matter if civilians die, even women and children. They deserve
every punishment, every catastrophe, every tit–for–tat that can be heaped upon them. Defensive warfare is a necessary
duty to restore honor and pride. This story–line is made to sound Islamic, and it has Islamic aspects that are not necessarily
tribal — for example, requiring that an enemy be warned. But overall, it is tribal to the core. Indeed, similar story–lines
have cropped up among virulently tribal Jewish, Christian, and other religious extremists as well, all across history.
Social appeal
Among Muslims,
the jihad narrative is not alien, academic, or bizarre. It requires little indoctrination, for it arouses both the heart and
mind. Recruits willingly come from militants who fought in Afghanistan, Chechnya, or the Balkans; immigrants in Europe and
refugees in Jordan and Palestine who are leading alienated, unsettled lives; youths leading comfortable but constricted lives
in Saudi Arabia; and Sunnis whose lives have been shattered by the warring in Iraq. What drives them, according to many analyses,
are shared sensibilities about loss, alienation, humiliation, powerlessness, and disaster. Such analyses may also note, more
in passing than in depth, that joining Al Qaeda or an affiliate provides a family–like fellowship. However, this should
not be given short shrift; participation may appeal largely because it binds members in such a fellowship — in mosques,
training camps, militant cells, etc. And it may do so not simply because many members share the social–psychological
sensibilities noted above, but because they come from cultures that are deeply, longingly tribal and clannish. For the lost
and the adrift, joining Al Qaeda recreates the tribal milieu. This may even apply to the attraction of nomadic loners from
faraway cultures who convert to Islam while seeking a more meaningful identity and sense of belonging for themselves (e.g.,
a John Walker Lindh?).
Leadership
style
Bin Laden’s
stylized demeanor is in the tradition of a modest, self–effacing, pious tribal sheik. He espouses, interprets, advises,
facilitates, brokers, and blesses. His ideas are embedded in Islamic tradition — he does not concoct them to express
his ego. He radiates a commanding presence, but he does not give orders or demand submission to his leadership (though he
may well be chief of his own cell, i.e., household). He is generous with funds. His co–leader of Al Qaeda, Ayman
al–Zawahiri, conveys a similar though edgier image. In contrast, their fellow warrior in Iraq,
al–Zarqawi, acts like a ferocious alpha–male bully who would just as soon create fissions between Sunni and Shia
tribes in Iraq. Yet he is so respectful
of Bin Laden, who takes a more ecumenical approach to pan–tribal fusion, that the latter has declared him to be his
emissary in Iraq. Information is lacking
on how these and other chieftains make decisions affecting Al Qaeda, but the process appears to involve mutual communication,
consultation, and accommodation to reach a consensus that does not smack of hierarchy or imposition — much as might
occur in a classic tribal council.
Organizational
design
Al Qaeda and
its affiliates are organized as a (multi–hub? core/periphery?) network of dispersed nodes, cells, and units, all campaigning
in a similar direction without a precise central command. This looks like an information–age network, but it is equally
a tribal–age network. It is bound together by kinship ties of blood and especially brotherhood. What look like nodes
and cells from a modern perspective correspond to segments from a tribal perspective. Some segments come from true tribes
and families; others are patched together in terms of "fictive kinship" by jihadist clerics, recruiters, and trainers. Yet
all who join get to feel like they belong to segments of an extended family/tribe that reaches around the world. Al Qaeda
had a segmentary quality even before September 11; for example, some training camps in Taliban Afghanistan were divided along ethnic lines (e.g., here for Algerians, there
for Chechens), and the cells that struck on September 11 consisted of a Saudi segment. Furthermore, this jihadist network
is vaguely acephalous (or polycephalous), as a tribe should be. It is held together not by command–and–control
structures — tribes are not command–and–control systems — but by a gripping sense of shared belonging,
principles of fusion against an outside enemy, and a jihadist narrative so compelling that it amounts to both an ideology
and a doctrine.
Doctrine and
strategy
Al Qaeda and
its affiliates fight in the field much like tribes and clans: as decentralized, dispersed, semi–autonomous segments
that engage in hit–and–run (and hit–and–die) tactics. These segments vary in size and make–up.
Some are small, and fit the notion of terrorist cells. Others (as in Afghanistan
and Iraq) are larger, more like platoons
with commanders (so it might be more accurate to refer to Baathist segments than Baathist cells). Some may resemble close–knit,
exclusive brotherhoods; others may keep shifting in membership. Meanwhile, they fight like modern terrorists and insurgents,
but do so in the tradition of tribal warriors, relying on stealth, surprise, treachery, and savagery, while avoiding pitched
battles. And they are comfortable with temporary marriages of convenience, as in Iraq where Baathist and Islamist units cooperate on tactical missions, but keep
separate organizations and strategies. The absence of a central hierarchy is not a sign of disorganization or weakness —
it is the tribal way. Thus, while Al Qaeda’s underlying doctrine and strategy have been acquiring the sophistication
of modern notions of asymmetrical warfare (e.g., for netwar and swarming), its tribalness endures within that modern
frame.
Technology
usage
Al Qaeda and
its affiliates have an extensive, growing presence on the Internet. Their statements, speeches, and videos are posted on myriad
Web sites around the world that advocate, sympathize with, and report on jihad. As many analysts have noted, the new information
media are enabling terrorists and insurgents to augment their own communication and coordination, as well as reach outside
audiences. The online media also suit the oral traditions that tribal peoples prefer. What merits pointing out here is that
the jihadis are using the Internet and the Web to inspire the creation of a virtual global tribe of Islamic radicals —
an online umma with kinship segments around the world. This can help a member keep in touch with a segment, or re–attach
to a new segment in another part of the world as he or she moves around. Thus the information revolution, not to mention broader
aspects of globalization, can facilitate a resurgence of intractable tribalism around the world. Al Qaeda and its ilk are
a leading example of this.
Jihadis are
using the Internet and the Web to inspire the creation of a virtual global tribe of Islamic radicals — an online umma
with kinship segments around the world.
In other words,
Al Qaeda is like a global tribe, waging a modernized kind of segmental (or segmented) warfare. In Afghanistan
and Iraq, we are fighting against virulent
tribalism as much as Islamic fundamentalism. Salafi and Wahhabi teachings urging jihad against infidels, fatwas issued
by Islamic sheiks to justify murdering even non–combatants, and stony ultimatums from Sunni insurgents who behead captives
are all manifestations of extreme tribalism, more than of Islam. In Islam, jihad is a religious duty. But the interpretation
of jihad that Al Qaeda practices is rooted less in religion than in the (narcissistic?) appeal of virulent tribalism in some
highly disturbed contexts.
Overlap with
the network paradigm
American analysts
and strategists should be treating Al Qaeda more as a tribal than a religious phenomenon. They should be viewing Al Qaeda
from the classic tribal as well as the modern network perspective. It is often pointed out (including by me) that Al Qaeda
represents a post–modern, information–age phenomenon. But it is time to balance this with a recognition that Al
Qaeda also represents a resurgence of tribalism that is both reacting to and taking advantage of the information revolution
and other aspects of globalization.
The tribal view overlaps
with the invaluable network view of Al Qaeda, particularly the one that John Arquilla and I have called "netwar" [2] in which the protagonists use network forms of organization and
related doctrines, strategies, and technologies attuned to the information age. Netwar protagonists — like Al Qaeda
and its affiliates — tend to consist of dispersed groups and individuals who communicate, coordinate, and act conjointly
in an internetted manner, often without a central command. Their optimal mode of attack is stealthy swarming. In many respects,
the netwar design — like Al Qaeda’s — resembles the "segmented, polycentric, ideologically integrated network"
(or SPIN) that Luther Gerlach spotted in his 1960s studies of social movements.
But tribes
and networks are not the same. For one matter, tribes are ruled by kin relations, information–age networks by mainly
modern criteria. Take an issue like information sharing. In tribal systems, this may proceed after checking a recipient’s
lineage. In networks, the decision criteria are not about lineage but the professional nature of the role or person who may
receive the information. Also, in tribal and clan systems where members are maneuvering for influence, fluid alliances often
arise that look odd and contradictory to outsiders from an ideological or other modern perspective, but are sensible from
a tribal or clan perspective. For example, it may behoove a tribal or clannish elite circle (as in the old Iranian dowreh
or Mexican camarilla systems) to stealthily include elites from right and left, military and religious, business and
criminal sectors, so that the circle is plugged into all circuits vying for position in a society. In contrast, modern networks,
for example in the area of civil–society activism, generally aim for ideological and professional coherence. Finally,
if tribes and networks were similar concepts (as some social network analysts might argue), then modern corporations might
as well be advised to adapt to the information revolution by becoming more tribal instead of networked — but that is
patently not sensible, except for particular issues like employee morale or product branding.
In short, Al
Qaeda and its affiliates have formed a hybrid of the tribal and network designs: a tribalized network or networked tribe,
so to speak, with bits of hierarchy and market–like dynamics too. The tribal paradigm has a striking advantage over
the network, hierarchy, and other organizational paradigms. The latter point to organizational design first, and then to leadership,
doctrine, and strategy matters. But they have nothing clearly embedded in them about religion. As voiced in terrorism discussions,
they are secular paradigms; religion is grafted on, as a separate matter. In contrast, the tribal paradigm is inherently fraught
with dynamics that turn into religious matters, such as altruism toward kin, delineations between "us" and "them," and codes
of revenge. And that is another valuable reason to include it.
Preliminary
implications for policy and strategy
Americans comfort
themselves by thinking that no other nation will be able to match our power for decades to come. But from ancient times to
the present, great powers that expand globally often run into subnational tribes or clans who resist fiercely, even unfathomably.
Sometimes this has dire, wasting consequences (e.g., the Roman Empire), although a great power can extemporize by playing
segments against each other (e.g., Britain,
during the Pax Britannica). Also from ancient times onward, the more tribal or clannish a society, the more resistant it is
to change — and the more often pressures for modernizing reforms must come largely from outside or above (e.g.,
Meiji Japan). Americans still have much
to learn about dealing with tribalized and clannish societies and devising programs that work in them (remember Somalia).
The United States is not at war with Islam. Our fight is with
terrorists and insurgents who are operating in the manner of networked tribes and clans. U.S. military forces are learning this the hard way — on the ground. But
policymakers and strategists in Washington still lag in
catching on. For example, the Report of the Defense Science Board Task Force on Strategic Communication recognizes
quite sensibly that "the United States
is engaged in a generational and global struggle about ideas, not a war between the West and Islam" [3]. It notes the role of tribalism, but only barely. A RAND report entitled
The Muslim World After 9/11 goes further in saying that "extremist tendencies seem to find fertile ground in areas
with segmentary lineal tribal societies," but it mainly laments that "the literature on the relationship between tribalism
and radicalism is not yet well developed" [4].
U.S. counterinsurgency
and counterterrorism methods — for interrogations, intelligence assessments, information operations, strategic communications,
and public diplomacy, indeed for the whole "war of ideas" — would benefit from our upgrading our understanding of tribal
and clan dynamics. Identifying exactly what reconsiderations should take hold is beyond the scope of this paper. But, generally
speaking, we must learn to separate better our strategies toward Islam from our strategies toward tribalized extremists who
ultimately cannot endure such a separation. Whose story wins may well depend largely on just that.
The tribal
paradigm may be useful for rethinking not only how to counter Al Qaeda, but also what may lie ahead if Al Qaeda or an affiliate
ever succeeds in seizing power and installing an Islamic caliphate somewhere. Then, neither the tribal nor network paradigms
would continue to be so central. Hierarchy would move to the fore, as a caliphate is imposed. Over the ages, people have come
up with four major forms of organization for constructing their societies: tribes, hierarchical institutions, markets, and
networks. How people use and combine these forms, both their bright and dark sides, pretty much determines what kind of society
they have. Were an Al Qaeda–inspired caliphate to take root, we can be pretty sure that it would combine hyper–hierarchy
and hyper–tribalism, while leaving marginal, subordinate spaces for economic markets and little if any space for autonomous
civil–society networks. When this has occurred in the past, the result is normally fascism.
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